Form Type: 4

SEC EDGAR Link
Accession Number:0001585521-20-000209
Date:2020-07-15
Issuer: ZOOM VIDEO COMMUNICATIONS, INC. (ZM)
Original Submission Date:

Reporting Person:

YUAN ERIC S.
C/O ZOOM VIDEO COMMUNICATIONS, INC.
55 ALMADEN BOULEVARD, 6TH FLOOR SAN JOSE, CA 95113

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-07-15 C 177,286 a $0.00 177,286 direct
CLASS A COMMON STOCK 2020-07-15 S 1,300 d $248.83 175,986 direct
CLASS A COMMON STOCK 2020-07-15 S 4,100 d $249.77 171,886 direct
CLASS A COMMON STOCK 2020-07-15 S 9,329 d $250.74 162,557 direct
CLASS A COMMON STOCK 2020-07-15 S 14,215 d $251.76 148,342 direct
CLASS A COMMON STOCK 2020-07-15 S 8,802 d $252.65 139,540 direct
CLASS A COMMON STOCK 2020-07-15 S 9,151 d $253.78 130,389 direct
CLASS A COMMON STOCK 2020-07-15 S 14,700 d $254.76 115,689 direct
CLASS A COMMON STOCK 2020-07-15 S 7,246 d $255.68 108,443 direct
CLASS A COMMON STOCK 2020-07-15 S 900 d $256.81 107,543 direct
CLASS A COMMON STOCK 2020-07-15 S 400 d $257.35 107,143 direct
CLASS A COMMON STOCK 2020-07-15 G 107,143 d $254.76 0 direct
CLASS A COMMON STOCK 2020-07-16 C 70,143 a $0.00 70,143 direct
CLASS A COMMON STOCK 2020-07-16 S 3,050 d $244.11 67,093 direct
CLASS A COMMON STOCK 2020-07-16 S 4,400 d $244.84 62,693 direct
CLASS A COMMON STOCK 2020-07-16 S 9,949 d $246.18 52,744 direct
CLASS A COMMON STOCK 2020-07-16 S 10,836 d $246.96 41,908 direct
CLASS A COMMON STOCK 2020-07-16 S 8,366 d $248.14 33,542 direct
CLASS A COMMON STOCK 2020-07-16 S 8,622 d $249.00 24,920 direct
CLASS A COMMON STOCK 2020-07-16 S 12,122 d $250.17 12,798 direct
CLASS A COMMON STOCK 2020-07-16 S 9,698 d $250.99 3,100 direct
CLASS A COMMON STOCK 2020-07-16 S 3,100 d $251.94 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-07-15 deemed execution date C 177,286 (d) class a common stock 177,286 $0.00 23,892,932 direct
CLASS B COMMON STOCK 0.0 2020-07-16 deemed execution date C 70,143 (d) class a common stock 70,143 $0.00 23,822,789 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.77 2020-07-15 deemed execution date 0 ( ) 2028-09-24 class b common stock 367,415 $3.77 367,415 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.15 2020-07-15 deemed execution date 0 ( ) 2023-09-24 class b common stock 132,585 $4.15 132,585 direct
CLASS B COMMON STOCK 0.0 2020-07-15 deemed execution date 0 ( ) class a common stock 9,108,250 $0.00 9,108,250 indirect see footnote
CLASS B COMMON STOCK 0.0 2020-07-15 deemed execution date 0 ( ) class a common stock 9,108,250 $0.00 9,108,250 indirect see footnote
CLASS B COMMON STOCK 0.0 2020-07-15 deemed execution date 0 ( ) class a common stock 1,783,500 $0.00 1,783,500 indirect see footnote
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $248.14 to $249.07. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $249.17 to $250.17. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $250.19 to $251.19. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $251.20 to $252.20. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $252.22 to $253.20. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $253.25 to $254.25. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $254.26 to $255.26. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $255.27 to $256.26. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.29 to $257.19. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $257.32 to $257.36. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f12 represents shares of class a common stock that the reporting person donated as a gift to a charitable donor advised fund.
f13 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $243.50 to $244.50. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f14 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $244.51 to $245.51. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f15 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $245.55 to $246.55. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f16 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $246.56 to $247.55. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f17 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $247.58 to $248.58. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f18 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $248.59 to $249.57. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f19 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $249.60 to $250.59. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f20 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $250.61 to $251.53. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f21 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $251.62 to $252.25. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff at the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
f22 each share of class b common stock is convertible at the option of the reporting person into one share of class a common stock and has no expiration date. each share of class b common stock held by the reporting person will automatically convert into one share of class a common stock upon (a) other than eric s. yuan, the death of the reporting person, or (b) any transfer by the reporting person except certain "permitted transfers" described in the issuer's certificate of incorporation. all outstanding shares of class b common stock will convert into shares of class a common stock upon the earliest of (i) six months following the death or incapacity of mr. yuan, (ii) six months following the date that mr. yuan ceases providing services to the issuer, (iii) the date specified by the holders of a majority of the shares of class b common stock, and (iv) the 15-year anniversary of the closing of the issuer's initial public offering.
f23 the shares subject to the option vest in monthly installments as follows: approximately 1,577 shares vested on october 24, 2018 and approximately 1,577 vested on the 24th day of each month thereafter through and including december 24, 2018, approximately 8,207 shares vested on january 24, 2019 and approximately 8,207 shares vest on the 24th day of each month thereafter through and including december 24, 2021 and approximately 7,472 shares vest on the 24th day of each month thereafter through and including september 24, 2022. the shares subject to this option are early exercisable, subject to the issuer's right to repurchase.
f24 the shares subject to the option vest in monthly installments as follows: approximately 8,840 shares vested on october 24, 2018 and approximately 8,840 shares vested on the 24th day of each month thereafter through and including december 24, 2018, approximately 2,210 shares vested on january 24, 2019 and approximately 2,210 shares vest on the 24th day of each month thereafter through and including december 24, 2021 and approximately 2,945 shares vest on the 24th day of each month thereafter through and including september 24, 2022.
f25 the shares are held of record by zheng yuan and hongyu zhang, cotrustees of the hongyu zhang 2019 grantor retained annuity trust, for which the reporting person and the reporting person's spouse serve as cotrustees.
f26 the shares are held of record by zheng yuan and hongyu zhang, cotrustees of the zheng yuan 2019 grantor retained annuity trust, for which the reporting person and the reporting person's spouse serve as cotrustees.
f27 the shares are held of record by zheng yuan and hongyu zhang, cotrustees of the 2018 yuan and zhang revocable trust, for which the reporting person and the reporting person's spouse serve as cotrustees.
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