Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-043865
Date:2020-07-24
Issuer: GENOCEA BIOSCIENCES, INC. (GNCA)
Original Submission Date:

Reporting Person:

BEHBAHANI ALI
1954 GREENSPRING DRIVE
SUITE 600 TIMONIUM, MD 21093

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-24 P 3,151,260 a $2.25 10,376,936 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANT TO PURCHASE COMMON STOCK 2.25 2020-07-24 deemed execution date P 3,151,260 (a) 2020-07-24 2024-07-24 common stock 3,151,260 $2.25 3,151,260 indirect see note 2
Footnotes
IDfootnote
f1 acquired from the issuer pursuant to a stock purchase agreement dated july 22, 2020, with a closing date of july 24, 2020.
f2 the reporting person is a manager of nea 16 gp, llc, which is the sole general partner of nea partners 16, l.p. ("nea partners 16"). nea partners 16 is the sole general partner of new enterprise associates 16, l.p. ("nea 16"), which is the direct beneficial owner of the shares. the reporting person disclaims beneficial ownership within the meaning of section 16 of the securities exchange act of 1934, as amended, or otherwise of such portion of the shares held by nea 16 in which the reporting person has no pecuniary interest.
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