| Accession Number: | 0001494650-20-000087 |
| Date: | 2020-07-29 |
| Issuer: | OPTINOSE, INC. (OPTN) |
| Original Submission Date: |
OWEN CATHERINE E.
C/O OPTINOSE, INC.
1020 STONY HILL ROAD, SUITE 300
YARDLEY, PA 19067
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 5.23 | 2020-07-29 | deemed execution date | A | 28,879 (a) | 2030-07-29 | common stock 28,879 | $5.23 | 28,879 | direct |
| ID | footnote |
|---|---|
| f1 | the option vests and becomes exercisable over a three-year period commencing on july 29, 2020. thirty-three percent (33%) of the option vests and becomes exercisable on july 29, 2021, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the issuer. |
