Form Type: 4

SEC EDGAR Link
Accession Number:0001033905-20-000116
Date:2020-08-03
Issuer: LUMINEX CORP (LMNX)
Original Submission Date:

Reporting Person:

SHAMIR NACHUM
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-03 M 125,000 a $15.93 314,024 direct
COMMON STOCK 2020-08-03 S 125,000 d $38.51 189,024 direct
COMMON STOCK 2020-08-04 M 116,441 a $15.93 305,465 direct
COMMON STOCK 2020-08-04 S 116,441 d $39.50 189,024 direct
COMMON STOCK 2020-08-05 M 8,559 a $15.93 197,583 direct
COMMON STOCK 2020-08-05 S 8,559 d $40.16 189,632 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 15.93 2020-08-03 deemed execution date M 125,000 (d) 2017-03-11 2022-03-11 common stock 125,000 $15.93 125,000 direct
STOCK OPTION (RIGHT TO BUY) 15.93 2020-08-04 deemed execution date M 116,441 (d) 2017-03-11 2022-03-11 common stock 116,441 $15.93 8,559 direct
STOCK OPTION (RIGHT TO BUY) 15.93 2020-08-05 deemed execution date M 8,559 (d) 2017-03-11 2022-03-11 common stock 8,559 $15.93 0 direct
Footnotes
IDfootnote
f1 this sale is being made pursuant to a trading plan intended to comply with rule 10b5-1 adopted by the seller on may 26, 2020. the representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
f2 this balance includes 608 shares obtained under the luminex corporation employee stock purchase plan on may 29, 2020.

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