Accession Number: | 0001033905-20-000115 |
Date: | 2020-08-03 |
Issuer: | LUMINEX CORP (LMNX) |
Original Submission Date: |
REW RICHARD W. II
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-03 | M | 7,389 | a | $15.93 | 40,542 | direct | ||
COMMON STOCK | 2020-08-03 | S | 7,389 | d | $38.93 | 33,153 | direct | ||
COMMON STOCK | 2020-08-04 | M | 3,786 | a | $15.93 | 36,939 | direct | ||
COMMON STOCK | 2020-08-04 | S | 3,786 | d | $38.93 | 33,153 | direct | ||
COMMON STOCK | 2020-08-05 | M | 11,176 | a | $15.93 | 44,329 | direct | ||
COMMON STOCK | 2020-08-05 | S | 11,176 | d | $40.93 | 33,153 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 15.93 | 2020-08-03 | deemed execution date | M | 7,389 (d) | 2017-03-11 | 2022-03-11 | common stock 7,389 | $15.93 | 26,138 | direct | |
STOCK OPTION (RIGHT TO BUY) | 15.93 | 2020-08-04 | deemed execution date | M | 3,786 (d) | 2017-03-11 | 2022-03-11 | common stock 3,786 | $15.93 | 22,352 | direct | |
STOCK OPTION (RIGHT TO BUY) | 15.93 | 2020-08-05 | deemed execution date | M | 11,176 (d) | 2017-03-11 | 2022-03-11 | common stock 11,176 | $15.93 | 11,176 | direct |
ID | footnote |
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f1 | this sale is being made pursuant to a trading plan intended to comply with rule 10b5-1 adopted by the seller on may 22, 2020. the representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. |