Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-045405
Date:2020-08-03
Issuer: ONE STOP SYSTEMS, INC. (OSS)
Original Submission Date:

Reporting Person:

RAUN DAVID
2235 ENTERPRISE STREET #110
ESCONDIDO, CA 92029

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-08-03 deemed execution date A 8,634 (a) common stock 8,634 $0.00 8,634 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. the closing price of the issuer on august 3, 2020 was $2.48.
f2 on august 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units which will be settled on february 10, 2021.
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