Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-012030
Date:2020-08-04
Issuer: KLA CORP (KLAC)
Original Submission Date:

Reporting Person:

WALLACE RICHARD P
ONE TECHNOLOGY DRIVE
MILPITAS, CA 95035

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK - RESTRICTED STOCK UNITS 2020-08-04 M 20,675 d $0.00 131,837 direct
COMMON STOCK 2020-08-04 M 20,675 a $0.00 108,084 direct
COMMON STOCK 2020-08-04 F 10,251 d $204.90 97,833 direct
COMMON STOCK 2020-08-04 0 $0.00 9,182 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each rsu represents a contingent right to receive one share of kla common stock.
f2 on august 4, 2016, the reporting person was granted rsus for 82,700 shares of kla common stock. on august 4, 2020, 25% of the rsus vested.
f3 does not include performance-based rsus, if any, held by the reporting person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. any such holdings will be reported on a form 4 within two business days of the date such assessment is made.
f4 pursuant to the terms of the grant, shares of kla common stock were automatically withheld at vesting to cover required tax withholding. the fair market value of kla common stock used for purposes of calculating the number of shares to be withheld was the closing price of kla common stock as reported on august 4, 2020.
f5 shares held under the wallace living trust u/a/d 03/27/01, as amended, a trust of which the reporting person is a trustee and beneficiary.
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