Form Type: 4

SEC EDGAR Link
Accession Number:0001102993-20-000126
Date:2020-08-06
Issuer: LIVEPERSON INC (LPSN)
Original Submission Date:

Reporting Person:

CARLOUGH DARYL
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR NEW YORK, NY 10018

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-06 M 2,076 a $12.45 27,789 direct
COMMON STOCK 2020-08-06 M 137 a $28.18 27,926 direct
COMMON STOCK 2020-08-06 S 2,213 d $60.00 25,713 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 12.45 2020-08-06 deemed execution date M 2,076 (d) 2028-02-16 common stock 2,076 $12.45 48,468 direct
STOCK OPTION (RIGHT TO BUY) 28.18 2020-08-06 deemed execution date M 137 (d) 2029-05-29 common stock 137 $28.18 5,638 direct
Footnotes
IDfootnote
f1 the exercises and the sale reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
f3 the option is fully exercisable.
f4 the option is vested and exercisable with respect to 825 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of may 29, 2021, may 29, 2022 and may 29, 2023.
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