| Accession Number: | 0000073124-20-000216 |
| Date: | 2020-08-07 |
| Issuer: | NORTHERN TRUST CORP (NTRS) |
| Original Submission Date: |
CHERECWICH PETER
50 SOUTH LA SALLE ST
CHICAGO, IL 60603
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-08-07 | G | 2,500 | d | $0.00 | 32,257 | indirect | ||
| COMMON STOCK | 2020-08-07 | 0 | $0.00 | 21,803 | direct | ||||
| COMMON STOCK | 2020-08-07 | 0 | $0.00 | 2,077 | indirect | ||||
| COMMON STOCK | 2020-08-07 | 0 | $0.00 | 6,921 | indirect | ||||
| COMMON STOCK | 2020-08-07 | 0 | $0.00 | 10,656 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | reflects the march 11, 2020 distribution of 4,861 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the grat instrument. |
| f2 | reflects the august 3, 2020 distribution of 4,203 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the grat instrument. |
| f3 | reflects the march 4, 2020 transfer of 10,656 shares of the corporation's common stock into a newly created grantor retained annuity trust. |
| f4 | represents stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock. |
