Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-046451
Date:2020-08-10
Issuer: STAAR SURGICAL CO (STAA)
Original Submission Date:

Reporting Person:

HAYASHIDA JON K.
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST, CA 92630

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-10 M 16,206 a $9.30 27,000 direct
COMMON STOCK 2020-08-10 M 5,822 a $7.52 32,822 direct
COMMON STOCK 2020-08-10 M 11,574 a $8.64 44,396 direct
COMMON STOCK 2020-08-10 M 8,000 a $16.15 52,396 direct
COMMON STOCK 2020-08-10 S 41,602 d $51.22 10,794 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON STOCK OPTIONS 9.3 2020-08-10 deemed execution date M 16,206 (d) 2018-03-21 2027-03-20 common stock 16,206 $9.30 0 direct
COMMON STOCK OPTIONS 7.52 2020-08-10 deemed execution date M 5,822 (d) 2017-03-18 2026-03-17 common stock 5,822 $7.52 0 direct
COMMON STOCK OPTIONS 8.64 2020-08-10 deemed execution date M 11,574 (d) 2016-07-27 2025-07-26 common stock 11,574 $8.64 0 direct
COMMON STOCK OPTIONS 16.15 2020-08-10 deemed execution date M 8,000 (d) 2019-03-15 2028-03-14 common stock 8,000 $16.15 6,476 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $50.20 to $53.10, inclusive.
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