Accession Number: | 0001209191-20-046451 |
Date: | 2020-08-10 |
Issuer: | STAAR SURGICAL CO (STAA) |
Original Submission Date: |
HAYASHIDA JON K.
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST, CA 92630
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-10 | M | 16,206 | a | $9.30 | 27,000 | direct | ||
COMMON STOCK | 2020-08-10 | M | 5,822 | a | $7.52 | 32,822 | direct | ||
COMMON STOCK | 2020-08-10 | M | 11,574 | a | $8.64 | 44,396 | direct | ||
COMMON STOCK | 2020-08-10 | M | 8,000 | a | $16.15 | 52,396 | direct | ||
COMMON STOCK | 2020-08-10 | S | 41,602 | d | $51.22 | 10,794 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON STOCK OPTIONS | 9.3 | 2020-08-10 | deemed execution date | M | 16,206 (d) | 2018-03-21 | 2027-03-20 | common stock 16,206 | $9.30 | 0 | direct | |
COMMON STOCK OPTIONS | 7.52 | 2020-08-10 | deemed execution date | M | 5,822 (d) | 2017-03-18 | 2026-03-17 | common stock 5,822 | $7.52 | 0 | direct | |
COMMON STOCK OPTIONS | 8.64 | 2020-08-10 | deemed execution date | M | 11,574 (d) | 2016-07-27 | 2025-07-26 | common stock 11,574 | $8.64 | 0 | direct | |
COMMON STOCK OPTIONS | 16.15 | 2020-08-10 | deemed execution date | M | 8,000 (d) | 2019-03-15 | 2028-03-14 | common stock 8,000 | $16.15 | 6,476 | direct |
ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $50.20 to $53.10, inclusive. |