Accession Number: | 0001209191-20-046677 |
Date: | 2020-08-11 |
Issuer: | NANTKWEST, INC. (NK) |
Original Submission Date: |
THOMAS JOHN C
C/O NANTKWEST, INC.
3530 JOHN HOPKINS COURT
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-11 | S | 19,790 | d | $10.35 | 310,279 | direct | ||
COMMON STOCK | 2020-08-11 | S | 210 | d | $10.55 | 310,069 | direct | ||
COMMON STOCK | 2020-08-13 | S | 20,000 | d | $9.49 | 290,069 | direct | ||
COMMON STOCK | 2020-08-13 | S | 20,000 | d | $9.34 | 270,069 | direct | ||
COMMON STOCK | 2020-08-11 | 0 | $0.00 | 13,886 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sales made in order to satisfy tax payments paid, accrued and/or owed by the reporting person. |
f2 | reported shares held by the john c thomas jr. trustee susan t thomas u/w dtd 5/10/96. |