Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-046677
Date:2020-08-11
Issuer: NANTKWEST, INC. (NK)
Original Submission Date:

Reporting Person:

THOMAS JOHN C
C/O NANTKWEST, INC.
3530 JOHN HOPKINS COURT SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-11 S 19,790 d $10.35 310,279 direct
COMMON STOCK 2020-08-11 S 210 d $10.55 310,069 direct
COMMON STOCK 2020-08-13 S 20,000 d $9.49 290,069 direct
COMMON STOCK 2020-08-13 S 20,000 d $9.34 270,069 direct
COMMON STOCK 2020-08-11 0 $0.00 13,886 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sales made in order to satisfy tax payments paid, accrued and/or owed by the reporting person.
f2 reported shares held by the john c thomas jr. trustee susan t thomas u/w dtd 5/10/96.
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