Accession Number: | 0001209191-20-047370 |
Date: | 2020-08-14 |
Issuer: | ACCEL ENTERTAINMENT, INC. (ACEL) |
Original Submission Date: |
RUBENSTEIN ANDREW H.
C/O ACCEL ENTERTAINMENT, INC.
140 TOWER DRIVE
BURR RIDGE, IL 60527
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A-1 COMMON STOCK | 2020-08-14 | A | 56,016 | a | $0.00 | 4,329,823 | direct | ||
CLASS A-1 COMMON STOCK | 2020-08-14 | A | 63,230 | a | $0.00 | 4,286,146 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANTS | 11.5 | 2020-08-14 | deemed execution date | D | 224,066 (d) | 2024-11-20 | class a-1 common stock 224,066 | $11.50 | 0 | direct | ||
WARRANTS | 11.5 | 2020-08-14 | deemed execution date | D | 252,922 (d) | 2024-11-20 | class a-1 common stock 252,922 | $11.50 | 0 | indirect | see footnote |
ID | footnote |
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f1 | under the terms of the offer, dated as of july 14, 2020, by and between the issuer and holders of warrants (the "accel warrants"), the issuer granted a right to receive 0.250 shares of class a-1 common stock in exchange for every outstanding accel warrant of the company tendered by the holder and exchanged pursuant to the offer. |
f2 | securities are held by harry r, llc, of which the reporting person is the sole member. the reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes. |
f3 | the warrants will become exercisable 30 days after the closing of the business combination contemplated by the transaction agreement (the "closing"). the issuer is required to use its best efforts to file with the u.s. securities and exchange commission, within 15 business days of the closing, a registration statement for the registration of class a-1 common stock issuable upon exercise of the warrants. |