| Accession Number: | 0001127602-20-023856 |
| Date: | 2020-08-17 |
| Issuer: | YUM BRANDS INC (YUM) |
| Original Submission Date: |
GIBBS DAVID W
7100 CORPORATE DRIVE
PLANO, TX 75024
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-08-17 | M | 3,767 | a | $35.10 | 76,048 | direct | ||
| COMMON STOCK | 2020-08-17 | D | 1,428 | d | $92.65 | 74,620 | direct | ||
| COMMON STOCK | 2020-08-17 | S | 2,339 | d | $92.85 | 72,281 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK APPRECIATION RIGHT | 35.1 | 2020-08-17 | deemed execution date | M | 3,767 (d) | 2012-02-04 | 2021-02-04 | common stock 3,767 | $35.10 | 18,840 | direct |
| ID | footnote |
|---|---|
| f1 | pursuant to 10b5-1 plan |
| f2 | vesting occurs on a quarterly basis beginning one year from grant date. |
