Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-047487
Date:2020-08-18
Issuer: EQUITABLE HOLDINGS, INC. (EQH)
Original Submission Date:

Reporting Person:

PEARSON MARK
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-18 A 1,252 a $0.00 316,810 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-08-18 deemed execution date A 793 (a) common stock 793 $0.00 98,783 direct
Footnotes
IDfootnote
f1 dividend equivalents accrued on restricted stock units ("rsus") previously awarded pursuant to issuer's incentive plan. dividend equivalents accrue when and as dividends are paid on the common shares underlying the rsus and vest proportionately with and are subject to settlement and expiration upon the same terms as the rsus to which they relate. dividend equivalents are issued in the form of rsus, each of which represents a contingent right to receive one share of common stock.
f2 total includes rsus.
f3 dividend equivalents accrued on performance restricted stock units ("prsus") previously awarded pursuant to issuer's incentive plan. each prsu represents a contingent right to receive one share of common stock upon vesting. the prsus vest upon and subject to the issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to may 14, 2023. if the prsus have not otherwise vested by may 14, 2023, 50% of the prsus will vest on may 14, 2023. dividend equivalents accrue when and as dividends are paid on the common shares underlying the prsus and vest proportionately with and are subject to settlement and expiration upon the same terms as the related prsus. dividend equivalents are issued as prsus, each representing a contingent right to receive one share of common stock.
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