Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-048279
Date:2020-08-21
Issuer: ONE STOP SYSTEMS, INC. (OSS)
Original Submission Date:

Reporting Person:

REARDON JAMES M
2235 ENTERPRISE ST.
STE 110 ESCONDIDO, CA 92029

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-21 S 6,954 d $2.51 1,191,576 direct
COMMON STOCK 2020-08-24 S 11,942 d $2.47 1,179,634 direct
COMMON STOCK 2020-08-25 S 61,723 d $2.59 1,117,911 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.37 to $2.53 per share, inclusive.
f2 the reporting person undertakes to provide one stop systems, inc., any security holder of one stop systems, inc., or the staff of the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.46 to $2.64 per share, inclusive.
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