Accession Number: | 0001209191-20-048279 |
Date: | 2020-08-21 |
Issuer: | ONE STOP SYSTEMS, INC. (OSS) |
Original Submission Date: |
REARDON JAMES M
2235 ENTERPRISE ST.
STE 110
ESCONDIDO, CA 92029
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-21 | S | 6,954 | d | $2.51 | 1,191,576 | direct | ||
COMMON STOCK | 2020-08-24 | S | 11,942 | d | $2.47 | 1,179,634 | direct | ||
COMMON STOCK | 2020-08-25 | S | 61,723 | d | $2.59 | 1,117,911 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.37 to $2.53 per share, inclusive. |
f2 | the reporting person undertakes to provide one stop systems, inc., any security holder of one stop systems, inc., or the staff of the securities and exchange commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this form 4. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.46 to $2.64 per share, inclusive. |