Form Type: 4

SEC EDGAR Link
Accession Number:0001606100-20-000007
Date:2020-08-28
Issuer: POTBELLY CORP (PBPB)
Original Submission Date:

Reporting Person:

SMITH TODD WHITNEY
300 JOHNNY BENCH DRIVE
OKLAHOMA CITY, OK 73104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-28 A 35,146 a $0.00 35,146 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.
f2 restricted stock unit award pursuant to the potbelly corporation 2019 long-term incentive plan, as amended and restated.
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