| Accession Number: | 0001596783-20-000170 |
| Date: | 2020-08-27 |
| Issuer: | CATALENT, INC. (CTLT) |
| Original Submission Date: |
GRIPPO MICHAEL J
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD
SOMERSET, NJ 08873
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-08-27 | A | 6,680 | a | $0.00 | 23,225 | direct | ||
| COMMON STOCK | 2020-08-27 | F | 2,289 | d | $87.71 | 20,936 | direct | ||
| COMMON STOCK | 2020-08-27 | A | 299 | a | $0.00 | 21,235 | direct | ||
| COMMON STOCK | 2020-08-27 | F | 103 | d | $87.71 | 21,132 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | received upon the achievement of the fiscal 2018-20 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the issuer's long-term incentive plan. |
| f2 | includes restricted stock units. |
| f3 | shares received by the reporting person under the issuer's long-term incentive plan in respect of the fiscal 2017-19 performance period that correct the original vested amount received on august 22, 2019. |
