Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-048981
Date:2020-08-27
Issuer: ONE STOP SYSTEMS, INC. (OSS)
Original Submission Date:

Reporting Person:

BRESSNER JOSEF
2235 ENTERPRISE ST SUITE 110
ESCONDIDO, CA 92029

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-27 M 1,667 a $0.00 109,797 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-08-27 deemed execution date M 1,667 (d) common stock 1,667 $0.00 6,666 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 prior to the initial vesting date, the vested ratio shall be zero. on the initial vesting date, the vested ratio shall be 1/6, provided the grantee's service has not been terminated prior to the initial vesting date. for each six month period of grantee service from the initial vesting date until the vested ratio equals 1/1, the vested ratio shall be increased by 1/6. this restricted stock unit will be fully vested after three (3) years of service. the initial vesting date shall be six months following the date of restricted stock unit grant.
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