Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-049289
Date:2020-09-01
Issuer: KROGER CO (KR)
Original Submission Date:

Reporting Person:

AUFREITER NORA A
THE KROGER CO.
1014 VINE STREET CINCINNATI, OH 45202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-01 0 $0.00 29,760 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK - INCENTIVE SHARES 0.0 2020-09-01 deemed execution date A 48 (a) common stock 48 $0.00 9,542 direct
Footnotes
IDfootnote
f1 each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
f2 represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of the kroger co.
f3 shares of phantom stock will be distributed following termination of the reporting person's services as an independent director of the kroger co.
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