Accession Number: | 0001593559-20-000012 |
Date: | 2020-08-29 |
Issuer: | POTBELLY CORP (PBPB) |
Original Submission Date: |
WRIGHT ROBERT D.
111 N. CANAL STREET, SUITE 850
CHICAGO, IL 60606
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-29 | M | 280,000 | a | $0.00 | 580,000 | direct | ||
COMMON STOCK | 2020-08-29 | F | 127,195 | a | $4.17 | 452,805 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE STOCK UNITS | 0.0 | 2020-08-29 | deemed execution date | M | 280,000 (d) | 2025-07-20 | common stock 280,000 | $0.00 | 420,000 | direct |
ID | footnote |
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f1 | each performance stock unit represented a contingent right to receive one share of potbelly corporation common stock upon the potbelly corporation common stock achieving a specified market price target. |
f2 | shares withheld to satisfy tax obligation applicable to the vesting of performance stock units. |