Form Type: 4

SEC EDGAR Link
Accession Number:0001593559-20-000012
Date:2020-08-29
Issuer: POTBELLY CORP (PBPB)
Original Submission Date:

Reporting Person:

WRIGHT ROBERT D.
111 N. CANAL STREET, SUITE 850
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-29 M 280,000 a $0.00 580,000 direct
COMMON STOCK 2020-08-29 F 127,195 a $4.17 452,805 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE STOCK UNITS 0.0 2020-08-29 deemed execution date M 280,000 (d) 2025-07-20 common stock 280,000 $0.00 420,000 direct
Footnotes
IDfootnote
f1 each performance stock unit represented a contingent right to receive one share of potbelly corporation common stock upon the potbelly corporation common stock achieving a specified market price target.
f2 shares withheld to satisfy tax obligation applicable to the vesting of performance stock units.
WhaleWisdom Logo

Elevate your investments