Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-049459
Date:2020-09-01
Issuer: SQUARE, INC. (SQ)
Original Submission Date:

Reporting Person:

WHITELEY SIVAN
1455 MARKET STREET
SUITE 600 SAN FRANCISCO, CA 94103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-01 A 3,320 a $0.00 138,268 direct
CLASS A COMMON STOCK 2020-09-01 S 100 d $162.89 138,168 direct
CLASS A COMMON STOCK 2020-09-01 S 100 d $164.32 138,068 direct
CLASS A COMMON STOCK 2020-09-01 S 748 d $167.19 137,320 direct
CLASS A COMMON STOCK 2020-09-01 S 1,202 d $168.26 136,118 direct
CLASS A COMMON STOCK 2020-09-01 S 412 d $169.13 135,706 direct
CLASS A COMMON STOCK 2020-09-01 S 100 d $170.09 135,606 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 166.66 2020-09-01 deemed execution date A 4,917 (a) 2030-08-31 class a common stock 4,917 $166.66 4,917 direct
Footnotes
IDfootnote
f1 each share is represented by a restricted stock unit (rsu). each rsu represents a contingent right to receive one share of the issuer's class a common stock upon settlement.
f2 1/16th of the rsus will vest on december 1, 2020, and each three months thereafter through september 1, 2024.
f3 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f4 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $166.63 to $167.55 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $167.73 to $168.61 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $168.84 to $169.76 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 1/48th of the shares subject to the option will vest on october 1, 2020 and each month thereafter through september 1, 2024.
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