Accession Number: | 0001193805-20-001120 |
Date: | 2020-09-02 |
Issuer: | IMMERSION CORP (IMMR) |
Original Submission Date: |
SINGER ERIC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
VIEX OPPORTUNITIES FUND, LP SERIES ONE
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
VIEX GP, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
VIEX SPECIAL OPPORTUNITIES FUND II, LP
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
VIEX SPECIAL OPPORTUNITIES GP II, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
VIEX CAPITAL ADVISORS, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO, CA 94107
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $0.001 PAR VALUE | 2020-09-02 | S | 43,580 | d | $10.14 | 2,344,318 | indirect | f2,f3,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-02 | S | 345,187 | d | $10.32 | 1,999,131 | indirect | f2,f3,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-03 | S | 43,980 | d | $9.53 | 1,955,151 | indirect | f2,f3,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-03 | S | 54,062 | d | $9.21 | 1,901,089 | indirect | f2,f3,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-02 | S | 23,635 | d | $10.14 | 1,272,429 | indirect | f2,f4,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-02 | S | 187,211 | d | $10.32 | 1,085,218 | indirect | f2,f4,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-03 | S | 23,874 | d | $9.53 | 1,061,344 | indirect | f2,f4,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-03 | S | 29,347 | d | $9.21 | 1,031,997 | indirect | f2,f4,f5 | |
COMMON STOCK, $0.001 PAR VALUE | 2020-09-02 | 0 | $0.00 | 22,763 f5 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares are represented by restricted stock granted to eric singer in connection with his service on immersion corporation's (the "issuer") board of directors. |
f2 | this form 4 is filed jointly by viex opportunities fund, lp - series one ("series one"), a series of viex opportunities fund, lp, viex special opportunities fund ii, lp ("vso ii"), viex gp, llc ("viex gp"), viex special opportunities gp ii, llc ("vso gp ii"), viex capital advisors, llc ("viex capital"), and eric singer (collectively, the "reporting persons"). |
f3 | securities of the issuer beneficially owned directly by vso ii. vso gp ii, as the general partner of vso ii, may be deemed the beneficial owner of the securities of the issuer beneficially owned by vso ii. viex capital, as the investment manager of vso ii, may be deemed the beneficial owner of the securities of the issuer beneficially owned by vso ii. mr. singer, as the managing member of each of vso gp ii and viex capital, may be deemed the beneficial owner of the securities of the issuer beneficially owned by vso ii. |
f4 | securities of the issuer beneficially owned directly by series one. viex gp, as the general partner of series one, may be deemed the beneficial owner of the securities of the issuer beneficially owned by series one. viex capital, as the investment manager of series one, may be deemed the beneficial owner of the securities of the issuer beneficially owned by series one. mr. singer, as the managing member of each of viex gp and viex capital, may be deemed the beneficial owner of the securities of the issuer beneficially owned by series one. |
f5 | each reporting person disclaims beneficial ownership of the securities of the issuer reported herein except to the extent of his or its pecuniary interesttherein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such securities for purposes ofsection 16 or for any other purpose. |