Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-20-000072
Date:2020-09-03
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

TROWER ALEXANDRA C.
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-03 S 1,260 d $221.80 7,709 indirect
CLASS A COMMON STOCK 2020-09-03 S 100 d $221.81 7,609 indirect
CLASS A COMMON STOCK 2020-09-03 A 6,751 a $0.00 6,751 direct
CLASS A COMMON STOCK 2020-09-03 F 2,924 d $219.80 3,827 direct
CLASS A COMMON STOCK 2020-09-04 M 8,726 a $89.47 12,553 direct
CLASS A COMMON STOCK 2020-09-04 M 7,499 a $107.95 20,052 direct
CLASS A COMMON STOCK 2020-09-04 M 5,203 a $138.15 25,255 direct
CLASS A COMMON STOCK 2020-09-04 S 1,256 d $213.07 23,999 direct
CLASS A COMMON STOCK 2020-09-04 S 5,659 d $214.01 18,340 direct
CLASS A COMMON STOCK 2020-09-04 S 2,602 d $215.14 15,738 direct
CLASS A COMMON STOCK 2020-09-04 S 8,413 d $215.99 7,325 direct
CLASS A COMMON STOCK 2020-09-04 S 2,405 d $217.12 4,920 direct
CLASS A COMMON STOCK 2020-09-04 S 600 d $217.96 4,320 direct
CLASS A COMMON STOCK 2020-09-04 S 493 d $218.79 3,827 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 218.06 2020-09-03 deemed execution date A 14,714 (a) 2030-09-03 class a common stock 14,714 $218.06 14,714 direct
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2020-09-03 deemed execution date A 3,921 (a) class a common stock 3,921 $0.00 3,921 direct
OPTION (RIGHT TO BUY) 89.47 2020-09-04 deemed execution date M 8,726 (d) 2026-09-06 class a common stock 8,726 $89.47 0 direct
OPTION (RIGHT TO BUY) 107.95 2020-09-04 deemed execution date M 7,499 (d) 2027-09-05 class a common stock 7,499 $107.95 7,499 direct
OPTION (RIGHT TO BUY) 138.15 2020-09-04 deemed execution date M 5,203 (d) 2028-09-04 class a common stock 5,203 $138.15 10,406 direct
Footnotes
IDfootnote
f1 reflects payout of performance share units ("psus") granted to reporting person on september 5, 2017.
f2 represents the withholding of shares for tax purposes in connection with the payout of the psus.
f3 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 8,726 shares exercisable from and after january 1, 2018; 8,726 shares exercisable from and after january 1, 2019; 8,726 shares exercisable from and after january 1, 2020.
f4 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 7,498 shares exercisable from and after january 1, 2019; 7,499 shares exercisable from and after january 1, 2020; and 7,499 shares exercisable from and after january 1, 2021.
f5 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 5,203 shares exercisable from and after january 1, 2020; 5,203 shares exercisable from and after january 1, 2021; and 5,203 shares exercisable from and after january 1, 2022.
f6 the number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. the price reported represents the weighted average price. the reporting person undertakes to provide to the staff of the sec, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by the reporting person at each separate price within the range.
f7 sales prices range from $212.47 to $213.44 per share, inclusive.
f8 sales prices range from $213.49 to $214.48 per share, inclusive.
f9 sales prices range from $214.52 to $215.49 per share, inclusive.
f10 sales prices range from $215.52 to $216.45 per share, inclusive.
f11 sales prices range from $216.55 to $217.49 per share, inclusive.
f12 sales prices range from $217.62 to $218.38 per share, inclusive.
f13 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 4,904 shares exercisable from and after january 1, 2022; 4,905 shares exercisable from and after january 1, 2023; and 4,905 shares exercisable from and after january 1, 2024.
f14 not applicable.
f15 assuming continued employment, these restricted stock units ("rsus") will vest and be paid out as follows: 1,306 on november 1, 2021; 1,307 on november 1, 2022; and 1,308 on november 1, 2023. rsus vest and are paid out in shares of class a common stock on a one-to-one basis on the applicable vesting date. upon payout, shares will be withheld to cover statutory tax obligations. rsus are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
WhaleWisdom Logo

Elevate your investments