Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-20-000084
Date:2020-09-03
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

DEMSEY JOHN
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-03 A 19,485 a $0.00 31,389 direct
CLASS A COMMON STOCK 2020-09-03 F 10,370 d $219.80 21,019 direct
CLASS A COMMON STOCK 2020-09-08 S 1,456 d $213.54 19,563 direct
CLASS A COMMON STOCK 2020-09-08 S 1,713 d $214.88 17,850 direct
CLASS A COMMON STOCK 2020-09-08 S 5,031 d $215.76 12,819 direct
CLASS A COMMON STOCK 2020-09-08 S 800 d $216.60 12,019 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 218.06 2020-09-03 deemed execution date A 30,081 (a) 2030-09-03 class a common stock 30,081 $218.06 30,081 direct
RESTRICTED STOCK UNITS (SHARE PAYOUT) 0.0 2020-09-03 deemed execution date A 8,018 (a) class a common stock 8,018 $0.00 8,018 direct
Footnotes
IDfootnote
f1 reflects payout of performance share units ("psus") granted to reporting person on september 5, 2017.
f2 represents the withholding of shares for tax purposes in connection with the payout of the psus.
f3 the number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. the price reported represents the weighted average price. the reporting person undertakes to provide to the staff of the sec, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by the reporting person at each separate price within the range.
f4 sales prices range from $213.20 to $214.17 per share, inclusive.
f5 sales prices range from $214.29 to $215.27 per share, inclusive.
f6 sales prices range from $215.30 to $216.25 per share, inclusive.
f7 sales prices range from $216.44 to $216.85 per share, inclusive.
f8 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 10,027 shares exercisable from and after january 1, 2022; 10,027 shares exercisable from and after january 1, 2023; and 10,027 shares exercisable from and after january 1, 2024.
f9 not applicable.
f10 assuming continued employment, these restricted stock units ("rsus") will vest and be paid out as follows: 2,672 on november 1, 2021; 2,672 on november 1, 2022; and 2,674 on november 1, 2023. rsus vest and are paid out in shares of class a common stock on a one-to-one basis on the applicable vesting date. upon payout, shares will be withheld to cover statutory tax obligations. rsus are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
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