Accession Number: | 0000018230-20-000242 |
Date: | 2020-09-08 |
Issuer: | CATERPILLAR INC (CAT) |
Original Submission Date: |
DE LANGE BOB
510 LAKE COOK ROAD, SUITE 100
DEERFIELD, IL 60015
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-09-08 | M | 3,994 | a | $89.75 | 30,798 | direct | ||
COMMON STOCK | 2020-09-08 | F | 2,419 | d | $148.18 | 28,379 | direct | ||
COMMON STOCK | 2020-09-08 | S | 1,575 | d | $147.00 | 26,804 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION | 89.75 | 2020-09-08 | deemed execution date | M | 3,994 (d) | 2016-03-04 | 2023-03-04 | common stock 3,994 | $89.75 | 0 | direct |
ID | footnote |
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