Form Type: 4

SEC EDGAR Link
Accession Number:0000018230-20-000242
Date:2020-09-08
Issuer: CATERPILLAR INC (CAT)
Original Submission Date:

Reporting Person:

DE LANGE BOB
510 LAKE COOK ROAD, SUITE 100
DEERFIELD, IL 60015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-08 M 3,994 a $89.75 30,798 direct
COMMON STOCK 2020-09-08 F 2,419 d $148.18 28,379 direct
COMMON STOCK 2020-09-08 S 1,575 d $147.00 26,804 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION 89.75 2020-09-08 deemed execution date M 3,994 (d) 2016-03-04 2023-03-04 common stock 3,994 $89.75 0 direct
Footnotes
IDfootnote
WhaleWisdom Logo

Elevate your investments