Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-104065
Date:2020-09-08
Issuer: PALOMAR HOLDINGS, INC. (PLMR)
Original Submission Date:

Reporting Person:

MORRIES BRITT
7979 IVANHOE AVENUE, SUITE 500
LA JOLLA, CA 92037

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-08 0 $0.00 11,051 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 98.95 2020-09-08 deemed execution date A 976 (a) 2030-09-08 common stock 976 $98.95 976 direct
RESTRICTED STOCK UNITS 0.0 2020-09-08 deemed execution date A 366 (a) common stock 366 $0.00 366 direct
Footnotes
IDfootnote
f1 includes 494 shares of common stock purchased pursuant to the palomar holdings, inc. 2019 employee stock purchase plan (espp).
f2 subject to continuing service with the company, the option shall vest as follows: twenty-five percent (25%) shall vest on the first year anniversary of the date of the grant and the remaining shall vest in equal monthly installments over the subsequent thirty-six (36) month period.
f3 each restricted stock unit represents a contingent right to receive one share of palomar holdings, inc. common stock.
f4 subject to continuing service with the company, the restricted stock units shall vest as follows: one-third (1/3) shall vest on the first year anniversary of the date of the grant; an additional one-third (1/3) shall vest on the second year anniversary of the date of the grant; and the final one-third (1/3) shall vest on the third year anniversary of the date of grant.
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