Form Type: 4

SEC EDGAR Link
Accession Number:0000939767-20-000128
Date:2020-09-08
Issuer: EXELIXIS, INC. (EXEL)
Original Submission Date:

Reporting Person:

HESSEKIEL JEFFREY
C/O EXELIXIS, INC.
1851 HARBOR BAY PARKWAY ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-08 M 59,692 a $1.90 313,692 direct
COMMON STOCK 2020-09-08 M 190,000 a $6.21 503,692 direct
COMMON STOCK 2020-09-08 F 160,666 d $20.71 343,026 direct
COMMON STOCK 0 $0.00 999 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 1.9 2020-09-08 deemed execution date M 59,692 (d) 2015-07-20 2022-02-04 common stock 59,692 $1.90 20,000 direct
OPTION (RIGHT TO BUY) 6.21 2020-09-08 deemed execution date M 190,000 (d) 2016-09-16 2022-09-15 common stock 190,000 $6.21 0 direct
Footnotes
IDfootnote
f1 includes 39,058 shares of exelixis, inc. common stock ("common stock") that will be issued to the reporting person upon vesting of restricted stock units.
f2 represents a "net exercise" of outstanding stock options. the reporting person received 89,026 shares of common stock on the net exercise of stock options to purchase 249,692 shares of common stock. the issuer withheld 160,666 shares of common stock underlying the stock options for payment of the exercise prices and tax withholdings using a stock price on september 8, 2020 of $20.71.
f3 represents shares of common stock under the exelixis, inc. 401(k) plan, pursuant to a plan statement dated as of september 8, 2020.
f4 the option, representing the right to purchase a total of 200,000 shares of common stock, became fully exercisable on april 28, 2016.
f5 the option, representing the right to purchase a total of 190,000 shares of common stock, became fully exercisable on september 16, 2019.

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