Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-20-000089
Date:2020-09-10
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

PROUVE CEDRIC
THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-10 M 19,447 a $89.47 250,910 direct
CLASS A COMMON STOCK 2020-09-10 M 18,410 a $107.95 269,320 direct
CLASS A COMMON STOCK 2020-09-10 M 13,080 a $138.15 282,400 direct
CLASS A COMMON STOCK 2020-09-10 S 1,689 d $217.16 280,711 direct
CLASS A COMMON STOCK 2020-09-10 S 7,749 d $218.52 272,962 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 89.47 2020-09-10 deemed execution date M 19,447 (d) 2018-01-01 2026-09-06 class a common stock 19,447 $89.47 0 direct
OPTION (RIGHT TO BUY) 107.95 2020-09-10 deemed execution date M 18,410 (d) 2019-01-01 2027-09-05 class a common stock 18,410 $107.95 18,410 direct
OPTION (RIGHT TO BUY) 138.15 2020-09-10 deemed execution date M 13,080 (d) 2020-01-01 2028-09-04 class a common stock 13,080 $138.15 26,162 direct
Footnotes
IDfootnote
f1 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 19,447 shares exercisable from and after january 1, 2018; 19,447 shares exercisable from and after january 1, 2019 and 19,447 shares exercisable from and after january 1, 2020.
f2 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 18,409 shares exercisable from and after january 1, 2019; 18,410 shares exercisable from and after january 1, 2020 and 18,410 shares exercisable from and after january 1, 2021.
f3 stock options granted pursuant to fiscal 2002 share incentive plan in respect of 13,080 shares exercisable from and after january 1, 2020; 13,081 shares exercisable from and after january 1, 2021 and 13,081 shares exercisable from and after january 1, 2022.
f4 the number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. the price reported represents the weighted average price. the reporting person undertakes to provide to the staff of the sec, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by the reporting person at each separate price within the range.
f5 sales prices range from $217.04 to $217.52 per share, inclusive.
f6 sales prices range from $218.12 to $219.05 per share, inclusive.
f7 not applicable
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