Accession Number: | 0001620533-20-000084 |
Date: | 2020-09-10 |
Issuer: | SHAKE SHACK INC. (SHAK) |
Original Submission Date: |
MEYER DANIEL HARRIS
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY 10014
DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12
C/O SHAKE SHACK INC.,
225 VARICK STREET, SUITE 301
NEW YORK, NY 10014
MEYER AUDREY H
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY 10014
MCQUINN MICHAEL C
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY 10014
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-09-10 | S | 17,501 | d | $70.37 | 1,157,231 | indirect | ||
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-09-10 | S | 7,499 | d | $71.22 | 1,149,732 | indirect | ||
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-09-10 | 0 | $0.00 | 1,305,306 | indirect | f5 | |||
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-09-10 | 0 | $0.00 | 1,364 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the transaction was executed in multiple trades at prices ranging from $70.00 to $70.99. the price reported above reflects the weighted average sales price. |
f2 | the daniel h. meyer investment trust d/t/d 5/15/92 (the "investment trust") hereby undertakes to provide upon request to the sec staff, shake shack inc. ("the issuer") or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | shares of class a common stock ("class a stock") of the issuer were disposed of by mr. meyer through the investment trust pursuant to a 10b5-1 trading plan entered into on august 28, 2020. mr. meyer is the grantor, trustee and beneficiary of the investment trust. mr. meyer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
f4 | the transaction was executed in multiple trades at prices ranging from $71.00 to $71.40. the price reported above reflects the weighted average sales price. |
f5 | represents shares of class a stock of the issuer held by the dhm 2012 gift trust, of which mr. meyer's spouse is a co-trustee and beneficiary. mr. mcquinn is a co-trustee. each reporting person disclaims beneficial ownership of such shares except to the extent of such reporting persons' pecuniary interest therein. |