Form Type: 4

SEC EDGAR Link
Accession Number:0000939767-20-000129
Date:2020-09-15
Issuer: EXELIXIS, INC. (EXEL)
Original Submission Date:

Reporting Person:

SENNER CHRISTOPHER J.
C/O EXELIXIS, INC.
1851 HARBOR BAY PARKWAY ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-15 M 20,000 a $3.66 147,882 direct
COMMON STOCK 2020-09-15 S 20,000 d $25.00 127,882 direct
COMMON STOCK 0 $0.00 2,723 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 3.66 2020-09-15 deemed execution date M 20,000 (d) 2016-07-15 2022-07-14 common stock 20,000 $3.66 130,000 direct
Footnotes
IDfootnote
f1 includes 54,117 shares of exelixis, inc. common stock that will be issued to the reporting person upon vesting of restricted stock units.
f2 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 29, 2020.
f3 represents shares of exelixis, inc. common stock under the exelixis, inc. 401(k) plan, pursuant to a plan statement dated as of september 14, 2020.
f4 the option, representing the right to purchase a total of 350,000 shares of exelixis, inc. common stock, became fully exercisable on july 15, 2019.

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