Accession Number: | 0000939767-20-000129 |
Date: | 2020-09-15 |
Issuer: | EXELIXIS, INC. (EXEL) |
Original Submission Date: |
SENNER CHRISTOPHER J.
C/O EXELIXIS, INC.
1851 HARBOR BAY PARKWAY
ALAMEDA, CA 94502
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-09-15 | M | 20,000 | a | $3.66 | 147,882 | direct | ||
COMMON STOCK | 2020-09-15 | S | 20,000 | d | $25.00 | 127,882 | direct | ||
COMMON STOCK | 2020-09-15 | 0 | $0.00 | 2,723 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY) | 3.66 | 2020-09-15 | deemed execution date | M | 20,000 (d) | 2016-07-15 | 2022-07-14 | common stock 20,000 | $3.66 | 130,000 | direct |
ID | footnote |
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f1 | includes 54,117 shares of exelixis, inc. common stock that will be issued to the reporting person upon vesting of restricted stock units. |
f2 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 29, 2020. |
f3 | represents shares of exelixis, inc. common stock under the exelixis, inc. 401(k) plan, pursuant to a plan statement dated as of september 14, 2020. |
f4 | the option, representing the right to purchase a total of 350,000 shares of exelixis, inc. common stock, became fully exercisable on july 15, 2019. |