Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-013721
Date:2020-09-15
Issuer: GUARDANT HEALTH, INC. (GH)
Original Submission Date:

Reporting Person:

ELTOUKHY HELMY
505 PENOBSCOT DRIVE
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-15 M 22,926 a $4.18 3,317,456 direct
COMMON STOCK 2020-09-15 S 37,474 d $102.21 3,279,982 direct
COMMON STOCK 2020-09-15 S 29,785 d $103.30 3,250,197 direct
COMMON STOCK 2020-09-15 S 42,106 d $104.04 3,208,091 direct
COMMON STOCK 2020-09-15 S 683 d $104.79 3,207,408 direct
COMMON STOCK 2020-09-16 M 45,523 a $4.18 3,252,931 direct
COMMON STOCK 2020-09-16 S 43,351 d $103.05 3,209,580 direct
COMMON STOCK 2020-09-16 S 152,011 d $104.07 3,057,569 direct
COMMON STOCK 2020-09-16 S 23,147 d $104.61 3,034,422 direct
COMMON STOCK 2020-09-17 M 42,921 a $4.18 3,077,343 direct
COMMON STOCK 2020-09-17 S 8,570 d $99.16 3,068,773 direct
COMMON STOCK 2020-09-17 S 76,084 d $100.02 2,992,689 direct
COMMON STOCK 2020-09-17 S 111,591 d $100.94 2,881,098 direct
COMMON STOCK 2020-09-17 S 9,728 d $102.10 2,871,370 direct
COMMON STOCK 2020-09-17 S 48 d $102.82 2,871,322 direct
COMMON STOCK 2020-09-15 0 $0.00 664,020 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.18 2020-09-15 deemed execution date M 22,926 (d) 2022-07-13 common stock 22,926 $4.18 861,532 direct
STOCK OPTION (RIGHT TO BUY) 4.18 2020-09-16 deemed execution date M 45,523 (d) 2022-07-13 common stock 45,523 $4.18 816,009 direct
STOCK OPTION (RIGHT TO BUY) 4.18 2020-09-17 deemed execution date M 42,921 (d) 2022-07-13 common stock 42,921 $4.18 773,088 direct
Footnotes
IDfootnote
f1 these shares were sold under a pre-arranged sales plan pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended.
f2 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $101.70 to $102.68, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $102.70 to $103.695, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $103.70 to $104.69, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $104.73 to $104.81, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f6 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $102.475 to $103.465, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f7 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $103.47 to $104.465, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f8 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $104.47 to $105.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f9 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $98.71 to $99.705, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f10 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $99.71 to $100.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f11 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $100.71 to $101.65, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f12 the price reported in column 4 is a weighted average price.the shares were sold in multiple transactions at prices ranging from $101.71 to $102.65, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f13 includes shares previously reported as indirectly held by the helmy a. eltoukhy revocable trust.
f14 the stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on april 23, 2017.
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