Form Type: 4

SEC EDGAR Link
Accession Number:0001590976-20-000077
Date:2020-09-16
Issuer: MALIBU BOATS, INC. (MBUU)
Original Submission Date:

Reporting Person:

SPRINGER JACKIE D. JR.
5075 KIMBERLY WAY
LOUDON, TN 37774

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-16 A 5,062 a $0.00 101,995 direct
CLASS A COMMON STOCK 2020-09-16 F 1,233 d $50.25 100,762 direct
CLASS A COMMON STOCK 2020-09-16 0 $0.00 37,092 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of the issuer's class a common stock vesting under performance-based restricted stock awards granted on november 4, 2016.
f2 as of the filing date hereof, also includes 5,062 shares of restricted stock vesting on november 4, 2020, 5,500 shares of restricted stock vesting in two equal annual installments beginning on november 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on november 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal installments beginning on november 6, 2020.
f3 represents shares of the issuer's class a common stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock awards referenced in footnote (1).
f4 the 37,092 shares of class a common stock are held directly by a limited liability company. the reporting person and his wife each own a 50% membership interest in, and the reporting person is the managing member of, the limited liability company.
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