Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-20-018535
Date:2020-09-20
Issuer: CROWDSTRIKE HOLDINGS, INC. (CRWD)
Original Submission Date:

Reporting Person:

KURTZ GEORGE
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300 SUNNYVALE, CA 94086

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-21 C 58,088 a $0.00 260,043 direct
CLASS A COMMON STOCK 2020-09-21 S 2,400 d $126.48 257,643 direct
CLASS A COMMON STOCK 2020-09-21 S 2,600 d $127.26 255,043 direct
CLASS A COMMON STOCK 2020-09-21 S 9,242 d $128.53 245,801 direct
CLASS A COMMON STOCK 2020-09-21 S 13,919 d $129.38 231,882 direct
CLASS A COMMON STOCK 2020-09-21 S 6,371 d $130.48 225,511 direct
CLASS A COMMON STOCK 2020-09-21 S 3,300 d $131.36 222,211 direct
CLASS A COMMON STOCK 2020-09-21 S 900 d $132.50 221,311 direct
CLASS A COMMON STOCK 2020-09-21 S 3,574 d $133.90 217,737 direct
CLASS A COMMON STOCK 2020-09-21 S 14,526 d $134.27 203,211 direct
CLASS A COMMON STOCK 2020-09-21 S 1,256 d $136.37 201,955 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-09-20 deemed execution date M 131,996 (d) class b common stock 131,996 $0.00 1,759,945 direct
CLASS B COMMON STOCK 0.0 2020-09-20 deemed execution date M 131,996 (a) class a common stock 131,996 $0.00 1,488,746 direct
CLASS B COMMON STOCK 0.0 2020-09-21 deemed execution date C 58,088 (d) class a common stock 58,088 $0.00 1,430,658 direct
CLASS B COMMON STOCK 0.0 2020-09-20 deemed execution date 0 ( ) class a common stock 11,474,002 $0.00 11,474,002 indirect kurtz 2009 spendthrift trust
CLASS B COMMON STOCK 0.0 2020-09-20 deemed execution date 0 ( ) class a common stock 1,804,692 $0.00 1,804,692 indirect allegra kurtz irrevocable gift trust
CLASS B COMMON STOCK 0.0 2020-09-20 deemed execution date 0 ( ) class a common stock 1,804,692 $0.00 1,804,692 indirect alexander kurtz irrevocable gift trust
CLASS B COMMON STOCK 0.0 2020-09-20 deemed execution date 0 ( ) class a common stock 100,000 $0.00 100,000 indirect kurtz family dynasty trust
Footnotes
IDfootnote
f1 class b common stock convert into class a common stock on a one-for-one basis.
f2 includes shares to be issued in connection with the vesting of one or more restricted stock units ("rsus").
f3 this transaction was executed in multiple trades at prices ranging from $125.89 to $126.88. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 this transaction was executed in multiple trades at prices ranging from $126.89 to $127.79. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f5 this transaction was executed in multiple trades at prices ranging from $127.97 to $128.96. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f6 this transaction was executed in multiple trades at prices ranging from $128.99 to $129.97. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f7 this transaction was executed in multiple trades at prices ranging from $129.99 to $130.94. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f8 this transaction was executed in multiple trades at prices ranging from $131.00 to $131.96. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f9 this transaction was executed in multiple trades at prices ranging from $132.05 to $133.04. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f10 this transaction was executed in multiple trades at prices ranging from $133.13 to $134.125. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f11 this transaction was executed in multiple trades at prices ranging from $134.13 to $134.88. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f12 this transaction was executed in multiple trades at prices ranging from $135.561 to $136.461. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f13 rsus convert into class b common stock on a one-for-one basis.
f14 represents rsus that remain unvested under grants that initially consisted of (i) 2,111,934 rsus that vest in 16 equal quarterly installments beginning on december 20, 2018 and 703,978 rsus that vest in eight equal quarterly installments beginning on december 20, 2022; provided that no rsus vest until the earlier of (a) a change in control of the issuer or (b) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
f15 each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock and has no expiration date. all shares of class b common stock will automatically convert into shares of class a common stock upon the occurrence of certain specified events.
f16 all or a portion of the class b common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the company at the original exercise price paid by the reporting person for the shares.
f17 the reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.
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