| Accession Number: | 0000048287-20-000134 |
| Date: | 2020-09-18 |
| Issuer: | HNI CORP (HNI) |
| Original Submission Date: |
BRADFORD STEVEN M
600 EAST SECOND STREET
MUSCATINE, IA 52761
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-09-18 | M | 1,200 | a | $31.98 | 35,568 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.04 | 35,468 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.11 | 35,368 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.14 | 35,268 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.22 | 35,168 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.23 | 35,068 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.25 | 34,968 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.28 | 34,868 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.28 | 34,768 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.30 | 34,668 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.31 | 34,568 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.39 | 34,468 | direct | ||
| COMMON STOCK | 2020-09-18 | S | 100 | d | $34.40 | 34,368 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFYING EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 31.98 | 2020-09-18 | deemed execution date | M | 1,200 (d) | 2015-02-16 | 2021-02-16 | common stock 1,200 | $31.98 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | the sale was effected pursuant to a rule 10b5-1 trading plan, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended, and hni's policies regarding stock transactions, including its insider trading policy. |
| f2 | the dollar amount in column 4 is a result of multiple trades at the same price. the reporting person undertakes to provide the corporation, any security holder of the corporation, or the staff of the securities and exchange commission, upon request, full information regarding the trades. |
