Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-20-022124
Date:2020-09-29
Issuer: OLLIE'S BARGAIN OUTLET HOLDINGS, INC. (OLLI)
Original Submission Date:

Reporting Person:

BERTRAM KENNETH ROBERT
C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC
6295 ALLENTOWN BOULEVARD, SUITE 1 HARRISBURG, PA 17112

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 M 800 a $11.54 29,430 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 S 800 d $90.51 28,630 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 M 400 a $20.26 29,030 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 S 400 d $90.53 28,630 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 M 886 a $32.20 29,516 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 S 886 d $90.57 28,630 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 M 300 a $58.90 28,930 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-09-29 S 300 d $90.54 28,630 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 11.54 2020-09-29 deemed execution date M 800 (d) 2025-03-10 common stock 800 $11.54 4,950 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 20.26 2020-09-29 deemed execution date M 400 (d) 2026-03-07 common stock 400 $20.26 3,754 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 32.2 2020-09-29 deemed execution date M 886 (d) 2027-03-22 common stock 886 $32.20 2,770 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 58.9 2020-09-29 deemed execution date M 300 (d) 2028-03-28 common stock 300 $58.90 5,164 direct
Footnotes
IDfootnote
f1 transactions made pursuant to an agreement adopted on july 17, 2020 in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $90.50 to $90.52 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $90.50 to $90.58 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $90.50 to $90.58 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $90.50 to $90.62 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this form 4.
f6 options vested and became exercisable in equal 20% installments (5,750) on each anniversary date of the grant, march 10, 2015.
f7 options vested and became exercisable in equal 25% installments (4,076) on each anniversary date of the grant, march 7, 2016.
f8 options vest and become exercisable in equal 25% installments (1,789) on each anniversary date of the grant, march 22, 2017, subject to continued service through each applicable vesting date.
f9 options vest and become exercisable in equal 25% installments (1,366) on each anniversary date of the grant, march 28, 2018, subject to continued service through each applicable vesting date.
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