Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-20-017354
Date:2020-09-30
Issuer: EXANTAS CAPITAL CORP. (XAN)
Original Submission Date:

Reporting Person:

KESSLER STEVEN J
1845 WALNUT STREET, 17TH FLOOR
PHILADELPHIA, PA 19103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-30 A 19,138 a $0.00 75,419 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was granted 19,138 restricted common shares under the issuer's second amended and restated omnibus equity compensation plan. these shares will fully vest on september 30, 2021 and are receivable on account of the reporting person's service as a director of the company and without additional consideration.
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