Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-20-004755
Date:2020-09-30
Issuer: HALLIBURTON CO (HAL)
Original Submission Date:

Reporting Person:

AL KHAYYAL ABDULAZIZ FAHD
P.O. BOX 5056, SAUDI ARAMCO
DHAHRAN SAUDI ARABIA, T0 31311

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK EQUIVALENT UNITS 0.0 2020-09-30 deemed execution date A 994 (a) common stock 994 $0.00 12,650 direct
8/2019 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 8,439 $0.00 8,439 direct
8/2018 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 4,551 $0.00 4,551 direct
8/2017 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 4,675 $0.00 4,675 direct
8/2016 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 4,645 $0.00 4,645 direct
8/2015 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 5,048 $0.00 5,048 direct
12/2014 RESTRICTED STOCK UNITS 0.0 2020-09-30 deemed execution date 0 ( ) common stock 2,780 $0.00 2,780 direct
Footnotes
IDfootnote
f1 the security converts to common stock on a one-for-one basis.
f2 stock equivalent units acquired quarterly under the halliburton company directors' deferred compensation plan.
f3 the stock equivalent units were accrued under the halliburton company directors' deferred compensation plan and are settled in the company's common stock following cessation as a director.
f4 a portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on september 23, 2020 of $12.65 and september 30, 2020 of $12.05.
f5 each restricted stock unit represents a right to receive one share of the company's common stock.
f6 the restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.
f7 includes dividend equivalent units through september 30, 2020.
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