Form Type: 4

SEC EDGAR Link
Accession Number:0000764180-20-000088
Date:2020-09-30
Issuer: ALTRIA GROUP, INC. (MO)
Original Submission Date:

Reporting Person:

FARRELL THOMAS F II
6601 WEST BROAD STREET
RICHOMOND, VA 23230

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 0 $0.00 97,268 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2020-09-30 deemed execution date A 356 (a) common stock 356 $0.00 40,198 direct
Footnotes
IDfootnote
f1 includes 94,768 deferred shares held in the stock compensation plan for non-employee directors, including an increase of 1,968 shares acquired through the reinvestment of dividends since june 30, 2020, the date of the last reportable transaction.
f2 phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
f3 these units were acquired on september 30, 2020 pursuant to the deferred fee plan for non-employee directors.
f4 the participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
f5 the average of the high and low price of altria group, inc. common stock on september 30, 2020.
f6 share equivalents held in the deferred fee plan for non-employee directors. this total includes the september 30, 2020 acquisition of 356 share equivalents under the deferred fee plan for non-employee directors, 827 share equivalents acquired through the reinvestment of dividends and 1 share as a result of the accumulation of fractional shares in the deferred fee plan since june 30, 2020, the date of the last reportable transaction.

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