Accession Number: | 0001209191-20-053264 |
Date: | 2020-09-30 |
Issuer: | TENET HEALTHCARE CORP (THC) |
Original Submission Date: |
RITTENMEYER RONALD A
14201 DALLAS PARKWAY
DALLAS, TX 75254
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-09-30 | M | 62,908 | a | $0.00 | 554,890 | direct | ||
COMMON STOCK | 2020-09-30 | F | 24,755 | d | $24.51 | 530,135 | direct | ||
COMMON STOCK | 2020-09-30 | M | 32,701 | a | $0.00 | 562,836 | direct | ||
COMMON STOCK | 2020-09-30 | F | 12,868 | d | $24.51 | 549,968 | direct | ||
COMMON STOCK | 2020-09-30 | 0 | $0.00 | 15,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
2019 FEBRUARY RESTRICTED STOCK UNITS | 0.0 | 2020-09-30 | deemed execution date | M | 62,908 (d) | common stock 62,908 | $0.00 | 188,724 | direct | |||
2020 FEBRUARY RESTRICTED STOCK UNITS | 0.0 | 2020-09-30 | deemed execution date | M | 32,701 (d) | common stock 32,701 | $0.00 | 294,311 | direct |
ID | footnote |
---|---|
f1 | as previously reported, on february 27, 2019, the reporting person received a grant of 566,172 time-based restricted stock units that vest and settle in nine equal quarterly installments. the sixth vesting date occurred on september 30, 2020, resulting in the vesting and settlement of 62,908 shares of common stock, as shown in table i. the remaining 188,724 restricted stock units are shown in table ii. |
f2 | restricted stock units convert into common stock on a one-for-one basis. |
f3 | shares withheld for payment of taxes upon vesting of restricted stock units in accordance with rule 16b-3. |
f4 | as previously reported, on february 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. the second vesting date occurred on september 30, 2020, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in table i. the remaining 294,311 restricted stock units are shown in table ii. |
f5 | restricted stock units are settled in shares of the company's common stock upon vesting. |