Accession Number: | 0001209191-20-053737 |
Date: | 2020-10-01 |
Issuer: | SQUARE, INC. (SQ) |
Original Submission Date: |
MCKELVEY JAMES MORGAN JR.
1455 MARKET STREET
SUITE 600
SAN FRANCISCO, CA 94103
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-10-01 | A | 61 | a | $0.00 | 79,507 | direct | ||
CLASS A COMMON STOCK | 2020-10-01 | 0 | $0.00 | 175,000 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2020-10-01 | deemed execution date | 0 ( ) | class a common stock 2,007,000 | $0.00 | 2,007,000 | direct | ||||
CLASS B COMMON STOCK | 0.0 | 2020-10-01 | deemed execution date | 0 ( ) | class a common stock 13,047,347 | $0.00 | 13,047,347 | indirect | see footnote |
ID | footnote |
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f1 | each share is represented by a restricted stock unit (rsu). each rsu represents a contingent right to receive one share of the issuer's class a common stock upon settlement. the rsus were issued pursuant to the issuer's outside director compensation policy, and 100% of the rsus were vested as of the date of grant. |
f2 | the shares are held by the anna elefteria ntenta trust, dated 11/30/2017, for the benefit of the reporting person's spouse. |
f3 | each share of class b common stock is convertible into one share of class a common stock at the option of the holder and has no expiration date. |
f4 | the shares are held of record by the james mckelvey, jr. revocable trust dated july 2, 2014, for which the reporting person serves as a trustee. |