Accession Number: | 0001127602-20-026805 |
Date: | 2020-10-09 |
Issuer: | TOMPKINS FINANCIAL CORP (TMP) |
Original Submission Date: |
ALEXANDER JOHN E
TOMPKINS FINANCIAL CORPORATION
PO BOX 460
ITHACA, NY 14851
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PHANTOM STOCK | 0.0 | 2020-10-09 | deemed execution date | A | 166 (a) | common stock 166 | $0.00 | 18,236 | direct | |||
PHANTOM STOCK | 0.0 | 2020-10-09 | deemed execution date | A | 82 (a) | common stock 82 | $0.00 | 18,318 | direct |
ID | footnote |
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f1 | each share of phantom stock is the economic equivalent of one share of common stock. phantom stock represents deferred stock compensation under the amended and restated retainer plan for eligible directors of tompkins financial corporation and its wholly-owned subsidiaries. these shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the plan. the reporting person has no voting or investment power over the shares prior to such distribution. |
f2 | includes shares acquired through reinvestment of quarterly dividends. |