Accession Number: | 0001104659-20-114494 |
Date: | 2020-10-08 |
Issuer: | PLUG POWER INC (PLUG) |
Original Submission Date: |
MCNAMEE GEORGE C
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM, NY 12110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-10-08 | M | 15,000 | a | $1.22 | 904,058 | direct | ||
COMMON STOCK | 2020-10-08 | M | 15,000 | a | $0.38 | 919,058 | direct | ||
COMMON STOCK | 2020-10-08 | M | 15,000 | a | $5.63 | 934,058 | direct | ||
COMMON STOCK | 2020-10-08 | S | 45,000 | d | $19.00 | 889,058 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.22 | 2020-10-08 | deemed execution date | M | 15,000 (d) | 2022-05-16 | common stock 15,000 | $1.22 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 0.38 | 2020-10-08 | deemed execution date | M | 15,000 (d) | 2023-06-28 | common stock 15,000 | $0.38 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 5.63 | 2020-10-08 | deemed execution date | M | 15,000 (d) | 2024-07-23 | common stock 15,000 | $5.63 | 0 | direct |
ID | footnote |
---|---|
f1 | shares sold pursuant to a pre-established 10b5-1 trading plan effective as of june 11, 2020. |
f2 | the stock option granted to the reporting person is fully vested and exercisable as of the date hereof. |