Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-054733
Date:2020-10-09
Issuer: KODIAK SCIENCES INC. (KOD)
Original Submission Date:

Reporting Person:

EHRLICH JASON
2631 HANOVER STREET
PALO ALTO, CA 94304

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-10-09 M 15,000 a $0.00 48,984 direct
COMMON STOCK 2020-10-09 F 3,941 d $71.25 45,043 direct
COMMON STOCK 2020-10-09 S 553 d $69.91 44,490 direct
COMMON STOCK 2020-10-09 S 751 d $71.27 43,739 direct
COMMON STOCK 2020-10-09 S 896 d $72.14 42,843 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-10-09 deemed execution date M 15,000 (d) common stock 15,000 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one (1) share of the issuer's common stock.
f2 represents shares withheld by the issuer to satisfy the reporting person's tax withholding obligation in connection with the vesting and settlement of 25% of the reporting person's restricted stock units granted on october 9, 2018. such withholding is exempt from section 16(b) pursuant to rule 16b-3(e).
f3 these sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person. these sales were made to cover tax withholding obligations in connection with vesting and settlement of 25% of the reporting person's rsu granted on october 9, 2018.
f4 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $69.65 to $70.52, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
f5 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $70.88 to $71.705, inclusive.
f6 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $71.91 to $72.57, inclusive.
f7 50% of the rsu vested 12 months after october 9, 2018 (the "grant date"), 25% of the rsu vested 18 months after the grant date and 25% of the rsu vest 24 months after the grant date.
WhaleWisdom Logo

Elevate your investments