Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-054835
Date:2020-10-12
Issuer: BLOOM ENERGY CORP (BE)
Original Submission Date:

Reporting Person:

SODERBERG SHAWN MARIE
4353 NORTH FIRST STREET
SAN JOSE, CA 951243

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-10-12 A 30,000 a $0.00 352,215 direct
CLASS A COMMON STOCK 2020-10-13 S 15,586 d $20.95 336,629 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted stock units (the "rsu") granted under the bloom energy corporation 2018 equity incentive plan. the rsu is fully vested on the date of grant, october 12, 2020.
f2 includes 2,500 shares acquired on august 14, 2020 under the bloom energy corporation 2018 employee stock purchase plan under section 423 of the internal revenue code of 1988, as amended, in a transaction exempt under rule 16b-3.
f3 sale of shares to cover tax withholding obligation incurred upon settlement of the rsu, the acquisition of which is reported herein.
f4 the price reported represents the weighted average sale price per share. these shares were sold in multiple transactions at prices ranging from $20.90 to $21.04 per share. upon request by the staff of the securities and exchange commission, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
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