Form Type: 4

SEC EDGAR Link
Accession Number:0000905718-20-001041
Date:2020-10-12
Issuer: PERSONALIS, INC. (PSNL)
Original Submission Date:

Reporting Person:

ABINGWORTH LLP
38 JERMYN STREET
LONDON, X0 SW1Y 6DN

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.0001 PAR VALUE PER SHARE 2020-10-12 S 115,541 d $29.09 4,346,911 indirect f2
COMMON STOCK, $0.0001 PAR VALUE PER SHARE 2020-10-13 S 86,819 d $28.43 4,260,092 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $28.00 to $30.72 per share, inclusive. the reporting person undertakes to provide to issuer any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
f2 the shares are held by abingworth bioventures v lp ("abingworth v"). abingworth bioventures v gp lp ("abingworth gp") serves as the general partner of abingworth v. abingworth general partner v llp, serves as the general partner of abingworth gp. abingworth v (acting by its general partner, abingworth gp, acting by its general partner, abingworth general partner v llp) has delegated to abingworth llp ("allp"), all investment and dispositive power over the securities held by abingworth v. allp holds the reported securities indirectly through abingworth v. allp disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. this report shall not be deemed an admission that the reporting person, abingworth v or any other person is the beneficial owner of the securities reported herein for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $27.42 to $29.19 per share, inclusive. the reporting person undertakes to provide to issuer any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
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