Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-054908
Date:2020-10-13
Issuer: HERON THERAPEUTICS, INC. /DE/ (HRTX)
Original Submission Date:

Reporting Person:

POYHONEN JOHN
4242 CAMPUS POINT COURT
SUITE 200 SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 15.72 2020-10-13 deemed execution date A 170,000 (a) 2030-10-13 common stock 170,000 $15.72 170,000 direct
RESTRICTED STOCK UNITS 0.0 2020-10-13 deemed execution date A 20,000 (a) common stock 20,000 $0.00 20,000 direct
Footnotes
IDfootnote
f1 the stock option vests and becomes exercisable in 48 equal monthly installments beginning one month after the date of grant.
f2 the restricted stock units vest in 16 equal quarterly installments beginning three months after the date of grant.
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