Accession Number: | 0001225208-20-013353 |
Date: | 2020-11-09 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
DOWDLE JEFFREY A
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-09 | M | 12,500 | a | $48.20 | 50,459 | direct | ||
COMMON STOCK | 2020-11-09 | F | 8,135 | d | $85.59 | 42,324 | direct | ||
COMMON STOCK | 2020-11-09 | 0 | $0.00 | 8,490 | indirect | ||||
COMMON STOCK | 2020-11-09 | 0 | $0.00 | 1,500 | indirect | ||||
COMMON STOCK | 2020-11-09 | 0 | $0.00 | 1,500 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 48.2 | 2020-11-09 | deemed execution date | M | 12,500 (d) | 2020-11-21 | common stock 12,500 | $48.20 | 0 | direct |
ID | footnote |
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f1 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 9, 2020. |
f2 | the reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose. |
f3 | the stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. |