| Accession Number: | 0001127602-20-028687 |
| Date: | 2020-11-09 |
| Issuer: | TOMPKINS FINANCIAL CORP (TMP) |
| Original Submission Date: |
BOYCE DAVID S
TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA, NY 14851
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-11-09 | A | 1,755 | a | $63.44 | 25,545 | direct | ||
| COMMON STOCK | 2020-11-09 | F | 467 | d | $63.44 | 25,078 | direct | ||
| COMMON STOCK | 2020-11-09 | 0 | $0.00 | 755 | indirect | ||||
| COMMON STOCK | 2020-11-09 | 0 | $0.00 | 2,754 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | restricted stock was granted pursuant to the tompkins financial corporation 2019 equity incentive plan. restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. the grant will expire ten years from the date of the grant. |
| f2 | deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. |
