Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-028700
Date:2020-11-09
Issuer: TOMPKINS FINANCIAL CORP (TMP)
Original Submission Date:

Reporting Person:

MCKENNA JOHN M
P.O. BOX 460
ITHACA, NY 14851

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-09 F 338 d $63.44 10,216 direct
COMMON STOCK 2020-11-09 A 1,755 a $63.44 11,971 direct
COMMON STOCK 2020-11-09 0 $0.00 1,471 indirect
COMMON STOCK 2020-11-09 0 $0.00 112 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 deemed disposition of shares to issuer to satisfy option cost and taxes.
f2 restricted stock was granted pursuant to the tompkins financial corporation 2019 equity incentive plan. restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. the grant will expire ten years from the date of the grant.
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