Accession Number: | 0001127602-20-028700 |
Date: | 2020-11-09 |
Issuer: | TOMPKINS FINANCIAL CORP (TMP) |
Original Submission Date: |
MCKENNA JOHN M
P.O. BOX 460
ITHACA, NY 14851
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-09 | F | 338 | d | $63.44 | 10,216 | direct | ||
COMMON STOCK | 2020-11-09 | A | 1,755 | a | $63.44 | 11,971 | direct | ||
COMMON STOCK | 2020-11-09 | 0 | $0.00 | 1,471 | indirect | ||||
COMMON STOCK | 2020-11-09 | 0 | $0.00 | 112 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | deemed disposition of shares to issuer to satisfy option cost and taxes. |
f2 | restricted stock was granted pursuant to the tompkins financial corporation 2019 equity incentive plan. restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. the grant will expire ten years from the date of the grant. |