Accession Number: | 0001104659-20-124374 |
Date: | 2020-11-09 |
Issuer: | PLUG POWER INC (PLUG) |
Original Submission Date: |
SILVER JONATHAN M
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM, NY 12110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-09 | M | 15,520 | a | $1.94 | 59,856 | direct | ||
COMMON STOCK | 2020-11-09 | M | 27,056 | a | $2.31 | 86,912 | direct | ||
COMMON STOCK | 2020-11-09 | S | 42,576 | d | $20.00 | 44,336 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.94 | 2020-11-09 | deemed execution date | M | 15,520 (d) | 2028-06-25 | common stock 15,520 | $1.94 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 2.31 | 2020-11-09 | deemed execution date | M | 27,056 (d) | 2029-05-09 | common stock 27,056 | $2.31 | 0 | direct |
ID | footnote |
---|---|
f1 | shares sold pursuant to a pre-established 10b5-1 trading plan effective as of september 14, 2020. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
f3 | the stock option granted to the reporting person is fully vested and exercisable as of the date hereof. |